Derivatives Laws and Regulations for Alternative Asset Managers

Derivative and Asset Managers

Insight Chapters

2 insight chapters available

1Derivatives Market Architecture: Swaps, Repos, and Prime Brokerage Frameworks for Alternative Asset Managers

2A German Perspective From HSBC

Countries with Answers

6 countries available

ArgentinaEstudio Malumian & Asociados

AustraliaDentons

BrazilCescon, Barrieu, Flesch & Barreto Advogados

England and WalesTravers Smith LLP

IndiaTrilegal

LuxembourgLuther

Chapters of Focus

16 chapters available

1Introduction

2Regulatory Framework

3Authorization and Licensing

4Trading and Execution

5Mandatory Reporting of OTC Derivatives

6Mandatory Clearing of OTC Derivatives

7Clearing and Settlement

8Reporting and Disclosure

9Risk Mitigation

10Contractual Framework

11Conduct and Compliance

12Taxation

13Cross Border Considerations

14Dispute Resolution

15Market Trends

16Derivatives Market Architecture: Swaps, Repos, and Prime Brokerage Frameworks for Alternative Asset Managers

Contributing Editors

Jonathan Gilmour

Travers Smith LLP

Jonathan is a partner and Head of our Derivatives & Structured Products Group. He is also a member of the firm’s ESG and Impact Group. Jonathan Gilmour is a top expert in derivatives and structured products, serving major UK financial institutions and pension schemes. He is recognized as a ‘Leading Individual’ by Chambers and Legal 500 and ‘Highly Regarded’ by IFLR. Gilmour Inegotiates ISDA, GMRA, and GMSLA documentation and advises on sustainability-linked derivatives to manage market risks. He is a member of the Panel of Recognised International Market Experts in Finance (P.R.I.M.E. Finance) and involved with key organizations like ISDA and ICMA. A sought-after speaker, he contributes to the International Comparative Legal Guide on ESG and Derivatives Laws. Gilmour also chairs several committees, including the Association of Pension Lawyers’ Investment Sub-Committee, and engages in pro bono work with the Impact Investing Institute. He leads the firm’s Diversity & Inclusion Board, promoting an inclusive workplace culture.